EPSTEIN
page 8 / 379 . OCR, unverified
18% Other
13% Private
Investments*
•value a an estimated Igo'e geven the Agod nature of Arcata Investments
(see Aware Investment n>brmation at en: ot section summary;
Income Summary
Dividends
Total
This Period USD
10,358.56
10,358.58
Year to Date USD'
333,593.34
333,593.34
Net Gain/Loss Summary
Rowan Mn Posed USD
Net Short Term Gain/Loss
Total
Realtred Year to Dom USD"
"Year to date information is calculated on a calendar year basis.
UnreaSzel usa
124,250 00
124,250.00
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037130
SDNY_GM_00306328
EFTA01511309
--- SOURCE: IMAGES__0123__EFTA01511310.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511310.pdf
----------------------------------------
Account Numbe
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
JPMorgan Private Bank
Asset Account Portfolio
Page 3 of 12
Cash and Short Term
Summary by Maturity
Current Marker Value
EsUmated Annual Income
USD
USD
Cash
2,244,664.18
46,756.35
Less Than 3 Months
2,232,447.07
51,346.28
Total
4,477,111.25
98,102.63
Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature.
Cash and Short Term by Type
Description
CualgSlUAMOOdyll Raring
Currency
Quantify
Unit Cost
&Ira ,
Marker
Pace
Tax Cost
to'
Drones
Cunene
Marker Value USD
Esomated
Untealaftl
Annual
Saint oss USD
income USD
Current
Yield'
VIII %
Atoned inientsr USD
Cash
JP MORGAN PRIME MONEY MARKET PREMIER
USD
2,244,664.18
1.00
1.00
2,244,664.18
2,244,664.18
46,756.35
2.08
CLASS SWEEP FUND (350)
4,047.88
SWEEP DEADLINE IS 4:30 PM EST
7-Day Annualized Yield: 2.09%
Short Term by Maturity
J P MORGAN PRIME MONEY MARKET FUND
USD
2,232,447.07
1.00
1.00
2,232,447.07
2,232,447.07
51,346.28
2.30
INSTITUTIONAL SHARES CLASS
4,435.47
(FUND 829)
7-Day Annualaed Yield: 2.33%
62828N-77-0
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037131
SDNY_GM_00306329
EFTA01511310
--- SOURCE: IMAGES__0123__EFTA01511311.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511311.pdf
----------------------------------------
Account Number:
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMurgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Private
Bank
Asset Account Portfolio
Page 4 of 12
Cash and Short Term by Type
continued
Descopnon
CusoW&SWoodys Rating
Unit Cost
Tex Cost
Current
Estimated
Current
Marker
A usfed
Marker Value UW
unmalcred
Annual
Weld'
Currency
&twiny
Original
Price
Ongmal
Accrued Interest USD
Geintoss USD
Income USD
VW SL
Total Cash and Short Term
4,477,111.25
4,477,111.25
0.00
98,102.63
2.19
8,483.35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037132
SDNY_GM_00306330
EFTA01511311
--- SOURCE: IMAGES__0123__EFTA01511312.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511312.pdf
----------------------------------------
JPMorgan Chase Bank
2001
345 Park Avenue, New York, NY 10154-1002
JPMorgan Private Bank
Account Number:
Asset Account Portfolio
Page 5 of 12
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
Equities
Equity Holdings in Alphabetical Order
Current Market
Estimated
DeSeflatiOn
UN?
Current Market
Tar Cost
Value USD
Unrealsed
Annual °NKOMO
CusepSymbol
Currency
Quantity
Con
Puce
USD Accrued Dividends USO
Gaantoss USD
Income USO
Yield%
iMC GLOBAL INC
USD
50,000
9.27
75
463.250 00
587.500 00
124,250.00
4,000.00
0.7
IGL
Total Equity
50,000
463,250.00
587,500.00
124,250.00
4,000.00
0.7
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037133
SDNY_GM_00306331
EFTA01511312
--- SOURCE: IMAGES__0123__EFTA01511313.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511313.pdf
----------------------------------------
LO1
Account Number:
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan Private Bank
Asset Account Portfolio
Page 6 of 12
Other
Swaps in Alphabetical Order
Eleaer*Xl0^
Estimated
Tittle Dare
Maturity Dare
Value USD
BEAR STEARNS CORP TOTAL RETURN SWAP
QUARTERLY LIBOR RESET
10/4/03 MGT NY
SWPEOA-BY-7
N/0 Client
Total Other
1,280,740.15
1,280,740 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037134
SDNY_GM_00306332
EFTA01511313
--- SOURCE: IMAGES__0123__EFTA01511314.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511314.pdf
----------------------------------------
Account Number:
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan Private Bank
Asset Account Portfolio
Page 7 of 12
Private
Investments •
Private Investments Summary